0001193125-15-331175.txt : 20150929 0001193125-15-331175.hdr.sgml : 20150929 20150928205600 ACCESSION NUMBER: 0001193125-15-331175 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20150929 DATE AS OF CHANGE: 20150928 GROUP MEMBERS: ANNE-MARI PASTER GROUP MEMBERS: OMEGA FUND IV GP MANAGER, LTD. GROUP MEMBERS: OMEGA FUND IV GP, L.P. GROUP MEMBERS: OMEGA FUND IV, L.P. GROUP MEMBERS: OTELLO STAMPACCHIA GROUP MEMBERS: RICHARD LIM SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Nabriva Therapeutics AG CENTRAL INDEX KEY: 0001641640 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: C4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-89113 FILM NUMBER: 151128706 BUSINESS ADDRESS: STREET 1: LEBERSTRASSE 20 CITY: VIENNA STATE: C4 ZIP: 1110 BUSINESS PHONE: 43 (0)1 740 93-0 MAIL ADDRESS: STREET 1: LEBERSTRASSE 20 CITY: VIENNA STATE: C4 ZIP: 1110 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Global Life Bioventure IV S.a.r.l. CENTRAL INDEX KEY: 0001652769 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O AMICORP LUXEMBOURG S.A. STREET 2: 11-13, BOULEVARD DE LA FOIRE CITY: GRAND DUCHY OF LUXEMBOURG STATE: N4 ZIP: L-1528 BUSINESS PHONE: 352 2627 43 1 MAIL ADDRESS: STREET 1: C/O AMICORP LUXEMBOURG S.A. STREET 2: 11-13, BOULEVARD DE LA FOIRE CITY: GRAND DUCHY OF LUXEMBOURG STATE: N4 ZIP: L-1528 FORMER COMPANY: FORMER CONFORMED NAME: Global Life Bioventures IV S.a.r.l. DATE OF NAME CHANGE: 20150909 SC 13G 1 d54196dsc13g.htm SCHEDULE 13G Schedule 13G

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Schedule 13G

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b),

(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)

(Amendment No.                     )*

 

 

Nabriva Therapeutics AG

(Name of Issuer)

Common Shares, nominal value €1.00 per share, and

American Depositary Shares, each representing 1/10 of one Common Share

(Title of Class of Securities)

62957M104**

(CUSIP Number)

September 17, 2015

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

** This CUSIP number is assigned to the Issuer’s American Depositary Shares, each representing one tenth (1/10) of a Common Share.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

(Continued on following pages)

Page 1 of 16

Exhibit Index on Page 14

CUSIP # 62957M104

Page 2 of 16

 

  1   

NAME OF REPORTING PERSONS

 

Global Life Bioventure IV, S.à r.l. (“Global Life”)

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)  ¨        (b)  x (1)

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Luxembourg

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

114,589 Common Shares (2)

   6   

SHARED VOTING POWER

 

See response to row 5.

   7   

SOLE DISPOSITIVE POWER

 

114,589 Common Shares (2)

   8   

SHARED DISPOSITIVE POWER

 

See response to row 7.

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

114,589

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

¨

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

5.78% (3)

12  

TYPE OF REPORTING PERSON

 

OO

 

(1) This Schedule 13 G is filed by Global Life, Omega Fund IV, L.P. (“Omega Fund”), Omega Fund IV GP, L.P. (“Omega GP”), Omega Fund IV GP Manager, Ltd. (“Omega Ltd”), Richard Lim (“Lim”), Otello Stampacchia (“Stampacchia”) and Anne-Mari Paster (“Paster”). Omega Ltd serves as the general partner of Omega GP, which serves as the general partner of Omega Fund, which holds all of the outstanding equity interests in Global Life; and each of Omega Fund, Omega GP and Omega Ltd may be deemed to own beneficially the shares held by Global Life. Lim, Stampacchia and Paster are the directors of Omega Ltd, and Lim is also the Class A Manager of Global Life, and such individuals may each be deemed to beneficially own the shares held by Global Life. The Reporting Persons may be deemed a “group” for purposes of Section 13 of the Exchange Act and expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) Includes (1) 24,500 Common Shares, nominal value €1.00 per share of the Issuer (“Common Shares”) represented by 245,000 American Depositary Shares of the Issuer (“ADS”), each ADS representing one tenth (1/10) of a Common Share and (2) 90,089 Common Shares. Each of (i) Omega Fund, (ii) Omega GP and (iii) Omega Ltd may be deemed to have sole voting and dispositive power with respect to the shares, and Lim, Stampacchia and Paster, the directors of Omega Ltd, may be deemed to have shared voting and dispositive power with respect to the shares. Each of Lim, Stampacchia and Paster expressly disclaims beneficial ownership of the shares except to the extent of his or her pecuniary interest in the shares.
(3) This percentage is calculated based upon 1,981,121 Common Shares outstanding following the closing of the Issuer’s public offering, as set forth in the Issuer’s final prospectus filed with the Securities and Exchange Commission on September 21, 2015.

CUSIP # 62957M104

Page 3 of 16

 

  1   

NAME OF REPORTING PERSONS

 

Omega Fund IV, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)  ¨        (b)  x (1)

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

114,589 Common Shares (2)

   6   

SHARED VOTING POWER

 

See response to row 5.

   7   

SOLE DISPOSITIVE POWER

 

114,589 Common Shares (2)

   8   

SHARED DISPOSITIVE POWER

 

See response to row 7.

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

114,589

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

¨

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

5.78% (3)

12  

TYPE OF REPORTING PERSON

 

PN

 

(1) This Schedule 13 G is filed by Global Life, Omega Fund IV, L.P. (“Omega Fund”), Omega Fund IV GP, L.P. (“Omega GP”), Omega Fund IV GP Manager, Ltd. (“Omega Ltd”), Richard Lim (“Lim”), Otello Stampacchia (“Stampacchia”) and Anne-Mari Paster (“Paster”). Omega Ltd serves as the general partner of Omega GP, which serves as the general partner of Omega Fund, which holds all of the outstanding equity interests in Global Life; and each of Omega Fund, Omega GP and Omega Ltd may be deemed to own beneficially the shares held by Global Life. Lim, Stampacchia and Paster are the directors of Omega Ltd, and Lim is also the Class A Manager of Global Life, and such individuals may each be deemed to beneficially own the shares held by Global Life. The Reporting Persons may be deemed a “group” for purposes of Section 13 of the Exchange Act and expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) Includes (1) 24,500 Common Shares, nominal value €1.00 per share of the Issuer (“Common Shares”) represented by 245,000 American Depositary Shares of the Issuer (“ADS”), each ADS representing one tenth (1/10) of a Common Share and (2) 90,089 Common Shares. Each of (i) Omega Fund, (ii) Omega GP and (iii) Omega Ltd may be deemed to have sole voting and dispositive power with respect to the shares, and Lim, Stampacchia and Paster, the directors of Omega Ltd, may be deemed to have shared voting and dispositive power with respect to the shares. Each of Lim, Stampacchia and Paster expressly disclaims beneficial ownership of the shares except to the extent of his or her pecuniary interest in the shares.
(3) This percentage is calculated based upon 1,981,121 Common Shares outstanding following the closing of the Issuer’s public offering, as set forth in the Issuer’s final prospectus filed with the Securities and Exchange Commission on September 21, 2015.

CUSIP # 62957M104

Page 4 of 16

 

  1   

NAME OF REPORTING PERSONS

 

Omega Fund IV GP, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)  ¨        (b)  x (1)

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

114,589 Common Shares (2)

   6   

SHARED VOTING POWER

 

See response to row 5.

   7   

SOLE DISPOSITIVE POWER

 

114,589 Common Shares (2)

   8   

SHARED DISPOSITIVE POWER

 

See response to row 7.

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

114,589

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

¨

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

5.78% (3)

12  

TYPE OF REPORTING PERSON

 

PN

 

(1) This Schedule 13 G is filed by Global Life, Omega Fund IV, L.P. (“Omega Fund”), Omega Fund IV GP, L.P. (“Omega GP”), Omega Fund IV GP Manager, Ltd. (“Omega Ltd”), Richard Lim (“Lim”), Otello Stampacchia (“Stampacchia”) and Anne-Mari Paster (“Paster”). Omega Ltd serves as the general partner of Omega GP, which serves as the general partner of Omega Fund, which holds all of the outstanding equity interests in Global Life; and each of Omega Fund, Omega GP and Omega Ltd may be deemed to own beneficially the shares held by Global Life. Lim, Stampacchia and Paster are the directors of Omega Ltd, and Lim is also the Class A Manager of Global Life, and such individuals may each be deemed to beneficially own the shares held by Global Life. The Reporting Persons may be deemed a “group” for purposes of Section 13 of the Exchange Act and expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) Includes (1) 24,500 Common Shares, nominal value €1.00 per share of the Issuer (“Common Shares”) represented by 245,000 American Depositary Shares of the Issuer (“ADS”), each ADS representing one tenth (1/10) of a Common Share and (2) 90,089 Common Shares. Each of (i) Omega Fund, (ii) Omega GP and (iii) Omega Ltd may be deemed to have sole voting and dispositive power with respect to the shares, and Lim, Stampacchia and Paster, the directors of Omega Ltd, may be deemed to have shared voting and dispositive power with respect to the shares. Each of Lim, Stampacchia and Paster expressly disclaims beneficial ownership of the shares except to the extent of his or her pecuniary interest in the shares.
(3) This percentage is calculated based upon 1,981,121 Common Shares outstanding following the closing of the Issuer’s public offering, as set forth in the Issuer’s final prospectus filed with the Securities and Exchange Commission on September 21, 2015.

CUSIP # 62957M104

Page 5 of 16

 

  1   

NAME OF REPORTING PERSONS

 

Omega Fund IV GP Manager, Ltd.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)  ¨        (b)  x (1)

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

114,589 Common Shares (2)

   6   

SHARED VOTING POWER

 

See response to row 5.

   7   

SOLE DISPOSITIVE POWER

 

114,589 Common Shares (2)

   8   

SHARED DISPOSITIVE POWER

 

See response to row 7.

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

114,589

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

¨

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

5.78% (3)

12  

TYPE OF REPORTING PERSON

 

OO

 

(1) This Schedule 13 G is filed by Global Life, Omega Fund IV, L.P. (“Omega Fund”), Omega Fund IV GP, L.P. (“Omega GP”), Omega Fund IV GP Manager, Ltd. (“Omega Ltd”), Richard Lim (“Lim”), Otello Stampacchia (“Stampacchia”) and Anne-Mari Paster (“Paster”). Omega Ltd serves as the general partner of Omega GP, which serves as the general partner of Omega Fund, which holds all of the outstanding equity interests in Global Life; and each of Omega Fund, Omega GP and Omega Ltd may be deemed to own beneficially the shares held by Global Life. Lim, Stampacchia and Paster are the directors of Omega Ltd, and Lim is also the Class A Manager of Global Life, and such individuals may each be deemed to beneficially own the shares held by Global Life. The Reporting Persons may be deemed a “group” for purposes of Section 13 of the Exchange Act and expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) Includes (1) 24,500 Common Shares, nominal value €1.00 per share of the Issuer (“Common Shares”) represented by 245,000 American Depositary Shares of the Issuer (“ADS”), each ADS representing one tenth (1/10) of a Common Share and (2) 90,089 Common Shares. Each of (i) Omega Fund, (ii) Omega GP and (iii) Omega Ltd may be deemed to have sole voting and dispositive power with respect to the shares, and Lim, Stampacchia and Paster, the directors of Omega Ltd, may be deemed to have shared voting and dispositive power with respect to the shares. Each of Lim, Stampacchia and Paster expressly disclaims beneficial ownership of the shares except to the extent of his or her pecuniary interest in the shares.
(3) This percentage is calculated based upon 1,981,121 Common Shares outstanding following the closing of the Issuer’s public offering, as set forth in the Issuer’s final prospectus filed with the Securities and Exchange Commission on September 21, 2015.

CUSIP # 62957M104

Page 6 of 16

 

  1   

NAME OF REPORTING PERSONS

 

Richard Lim

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)  ¨        (b)  x (1)

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

0 shares

   6   

SHARED VOTING POWER

 

114,589 Common Shares (2)

   7   

SOLE DISPOSITIVE POWER

 

0 shares

   8   

SHARED DISPOSITIVE POWER

 

114,589 Common Shares (2)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

114,589

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

¨

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

5.78% (3)

12  

TYPE OF REPORTING PERSON

 

IN

 

(1) This Schedule 13 G is filed by Global Life, Omega Fund IV, L.P. (“Omega Fund”), Omega Fund IV GP, L.P. (“Omega GP”), Omega Fund IV GP Manager, Ltd. (“Omega Ltd”), Richard Lim (“Lim”), Otello Stampacchia (“Stampacchia”) and Anne-Mari Paster (“Paster”). Omega Ltd serves as the general partner of Omega GP, which serves as the general partner of Omega Fund, which holds all of the outstanding equity interests in Global Life; and each of Omega Fund, Omega GP and Omega Ltd may be deemed to own beneficially the shares held by Global Life. Lim, Stampacchia and Paster are the directors of Omega Ltd, and Lim is also the Class A Manager of Global Life, and such individuals may each be deemed to beneficially own the shares held by Global Life. The Reporting Persons may be deemed a “group” for purposes of Section 13 of the Exchange Act and expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) Includes (1) 24,500 Common Shares, nominal value €1.00 per share of the Issuer (“Common Shares”) represented by 245,000 American Depositary Shares of the Issuer (“ADS”), each ADS representing one tenth (1/10) of a Common Share and (2) 90,089 Common Shares. Each of (i) Omega Fund, (ii) Omega GP and (iii) Omega Ltd may be deemed to have sole voting and dispositive power with respect to the shares, and Lim, Stampacchia and Paster, the directors of Omega Ltd, may be deemed to have shared voting and dispositive power with respect to the shares. Each of Lim, Stampacchia and Paster expressly disclaims beneficial ownership of the shares except to the extent of his or her pecuniary interest in the shares.
(3) This percentage is calculated based upon 1,981,121 Common Shares outstanding following the closing of the Issuer’s public offering, as set forth in the Issuer’s final prospectus filed with the Securities and Exchange Commission on September 21, 2015.

CUSIP # 62957M104

Page 7 of 16

 

  1   

NAME OF REPORTING PERSONS

 

Otello Stampacchia

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)  ¨        (b)  x (1)

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Italy

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

0 shares

   6   

SHARED VOTING POWER

 

114,589 Common Shares (2)

   7   

SOLE DISPOSITIVE POWER

 

0 shares

   8   

SHARED DISPOSITIVE POWER

 

114,589 Common Shares (2)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

114,589

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

¨

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

5.78% (3)

12  

TYPE OF REPORTING PERSON

 

IN

 

(1) This Schedule 13 G is filed by Global Life, Omega Fund IV, L.P. (“Omega Fund”), Omega Fund IV GP, L.P. (“Omega GP”), Omega Fund IV GP Manager, Ltd. (“Omega Ltd”), Richard Lim (“Lim”), Otello Stampacchia (“Stampacchia”) and Anne-Mari Paster (“Paster”). Omega Ltd serves as the general partner of Omega GP, which serves as the general partner of Omega Fund, which holds all of the outstanding equity interests in Global Life; and each of Omega Fund, Omega GP and Omega Ltd may be deemed to own beneficially the shares held by Global Life. Lim, Stampacchia and Paster are the directors of Omega Ltd, and Lim is also the Class A Manager of Global Life, and such individuals may each be deemed to beneficially own the shares held by Global Life. The Reporting Persons may be deemed a “group” for purposes of Section 13 of the Exchange Act and expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) Includes (1) 24,500 Common Shares, nominal value €1.00 per share of the Issuer (“Common Shares”) represented by 245,000 American Depositary Shares of the Issuer (“ADS”), each ADS representing one tenth (1/10) of a Common Share and (2) 90,089 Common Shares. Each of (i) Omega Fund, (ii) Omega GP and (iii) Omega Ltd may be deemed to have sole voting and dispositive power with respect to the shares, and Lim, Stampacchia and Paster, the directors of Omega Ltd, may be deemed to have shared voting and dispositive power with respect to the shares. Each of Lim, Stampacchia and Paster expressly disclaims beneficial ownership of the shares except to the extent of his or her pecuniary interest in the shares.
(3) This percentage is calculated based upon 1,981,121 Common Shares outstanding following the closing of the Issuer’s public offering, as set forth in the Issuer’s final prospectus filed with the Securities and Exchange Commission on September 21, 2015.

CUSIP # 62957M104

Page 8 of 16

 

  1   

NAME OF REPORTING PERSONS

 

Anne-Mari Paster

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)  ¨        (b)  x (1)

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

0 shares

   6   

SHARED VOTING POWER

 

114,589 Common Shares (2).

   7   

SOLE DISPOSITIVE POWER

 

0 shares

   8   

SHARED DISPOSITIVE POWER

 

114,589 Common Shares (2)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

114,589

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

¨

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

5.78% (3)

12  

TYPE OF REPORTING PERSON

 

IN

 

(1) This Schedule 13 G is filed by Global Life, Omega Fund IV, L.P. (“Omega Fund”), Omega Fund IV GP, L.P. (“Omega GP”), Omega Fund IV GP Manager, Ltd. (“Omega Ltd”), Richard Lim (“Lim”), Otello Stampacchia (“Stampacchia”) and Anne-Mari Paster (“Paster”). Omega Ltd serves as the general partner of Omega GP, which serves as the general partner of Omega Fund, which holds all of the outstanding equity interests in Global Life; and each of Omega Fund, Omega GP and Omega Ltd may be deemed to own beneficially the shares held by Global Life. Lim, Stampacchia and Paster are the directors of Omega Ltd, and Lim is also the Class A Manager of Global Life, and such individuals may each be deemed to beneficially own the shares held by Global Life. The Reporting Persons may be deemed a “group” for purposes of Section 13 of the Exchange Act and expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) Includes (1) 24,500 Common Shares, nominal value €1.00 per share of the Issuer (“Common Shares”) represented by 245,000 American Depositary Shares of the Issuer (“ADS”), each ADS representing one tenth (1/10) of a Common Share and (2) 90,089 Common Shares. Each of (i) Omega Fund, (ii) Omega GP and (iii) Omega Ltd may be deemed to have sole voting and dispositive power with respect to the shares, and Lim, Stampacchia and Paster, the directors of Omega Ltd, may be deemed to have shared voting and dispositive power with respect to the shares. Each of Lim, Stampacchia and Paster expressly disclaims beneficial ownership of the shares except to the extent of his or her pecuniary interest in the shares.
(3) This percentage is calculated based upon 1,981,121 Common Shares outstanding following the closing of the Issuer’s public offering, as set forth in the Issuer’s final prospectus filed with the Securities and Exchange Commission on September 21, 2015.

CUSIP # 62957M104

Page 9 of 16

 

ITEM 1(A).    NAME OF ISSUER
   Nabriva Therapeutics AG (the “Issuer”)
ITEM 1(B).    ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES
   Leberstrasse 20
   1110 Vienna, Austria
ITEM 2(A).    NAME OF PERSONS FILING
   This Schedule is filed by Global Life Bioventure IV, S.à r.l, a limited liability company organized under the laws of Luxembourg (“Global Life”), Omega Fund IV, L.P. , a Cayman Islands exempted limited partnership (“Omega Fund”), Omega Fund IV GP, L.P., a Cayman Islands exempted limited partnership (“Omega GP”), Omega Fund IV GP Manager, Ltd., a Cayman Islands exempted company (“Omega Ltd”), Richard Lim (“Lim”), Anne-Mari Paster (“Paster”) and Otello Stampacchia (“Stampacchia”). The foregoing entities and individuals are collectively referred to as the “Reporting Persons” and individually as a “Reporting Person”.
ITEM 2(B).    ADDRESS OF PRINCIPAL OFFICE
   The address of the principal business office of Global Life is c/o Amicorp Luxembourg S.A., 11-13, Boulevard de la Foire, L-1528 Luxembourg. The address of the principal business office of Omega Fund, Omega GP, Omega Ltd, Lim, Paster and Stampacchia is c/o Omega Fund Management, LLC, 185 Dartmouth Street, Suite 502, Boston, MA 02116.
ITEM 2(C).    CITIZENSHIP
   See Row 4 of cover page for each Reporting Person.
ITEM 2(D).    TITLE OF CLASS OF SECURITIES
   Common Shares, nominal value €1.00 per share, and
   American Depositary Shares, each representing 1/10 of one Common Share
ITEM 2(D)    CUSIP NUMBER
   62957M104
   This CUSIP number is assigned to the Issuer’s American Depositary Shares, each representing one tenth (1/10) of a Common Share.
ITEM 3.    IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A:
   Not applicable.
ITEM 4.    OWNERSHIP
   Provide the following information regarding the aggregate number and percentage of the class of securities of the Issuer:

CUSIP # 62957M104

Page 10 of 16

 

  (a) Amount beneficially owned:

See Row 9 of cover page for each Reporting Person.

 

  (b) Percent of Class:

See Row 11 of cover page for each Reporting Person.

 

  (c) Number of shares as to which such person has:

 

  (i) Sole power to vote or to direct the vote:

 

     See Row 5 of cover page for each Reporting Person.

 

  (ii) Shared power to vote or to direct the vote:

 

     See Row 6 of cover page for each Reporting Person.

 

  (iii) Sole power to dispose or to direct the disposition of:

 

     See Row 7 of cover page for each Reporting Person.

 

  (iv) Shared power to dispose or to direct the disposition of:

 

     See Row 8 of cover page for each Reporting Person.

 

ITEM 5.        OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
   Not applicable.
ITEM 6.    OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
   Under certain circumstances set forth in the organizational documents of Global Life and Omega Ltd and the limited partnership agreements of Omega Fund and Omega GP, the partners or members, as the case may be, of each of such entities may be deemed to have the right to receive dividends from, or the proceeds from the sale of, shares of the Issuer directly or indirectly owned by each such entity of which they are a partner or member, as the case may be.
ITEM 7.    IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
   Not applicable.
ITEM 8.    IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
   Not applicable.
ITEM 9.    NOTICE OF DISSOLUTION OF GROUP.
   Not applicable.

CUSIP # 62957M104

Page 11 of 16

 

ITEM 10.     

CERTIFICATION.

 

   By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

CUSIP # 62957M104

Page 12 of 16

 

SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: September 28, 2015

 

Global Life Bioventure IV, S.à r.l.
By:  

/s/ Richard Lim

Name:   Richard Lim
Title:   Class A Manager
By:  

/s/ Eddy Dôme

Name:   Eddy Dôme
Title:   Class B Manager
Omega Fund IV, L.P.
By:   Omega Fund IV GP, L.P.
Its:   General Partner
By:   Omega Fund IV GP Manager, Ltd.
Its:   General Partner
By:  

/s/ Richard Lim

Name:   Richard Lim
Title:   Director
Omega Fund IV GP, L.P.
By:   Omega Fund IV GP Manager, Ltd.
Its:   General Partner
By:  

/s/ Richard Lim

Name:   Richard Lim
Title:   Director
Omega Fund IV GP Manager, Ltd.
By:  

/s/ Richard Lim

Name:   Richard Lim
Title:   Director

CUSIP # 62957M104

Page 13 of 16

 

Richard Lim
By:  

/s/ Richard Lim

Name:   Richard Lim
Otello Stampacchia
By:  

/s/ Otello Stampacchia

Name:   Otello Stampacchia
Anne-Mari Paster
By:  

/s/ Anne-Mari Paster

Name:   Anne-Mari Paster

CUSIP # 62957M104

Page 14 of 16

 

EXHIBIT INDEX

 

Exhibit

   

Found on
Sequentially
Numbered Page

Exhibit A: Agreement of Joint Filing

    15
 EX-99.A 2 d54196dex99a.htm EX-99.A EX-99.A

CUSIP # 62957M104

Page 15 of 16

 

EXHIBIT A

Agreement of Joint Filing

The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the common stock of the Issuer shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G.

Date: September 28, 2015

 

Global Life Bioventure IV, S.à r.l.
By:  

/s/ Richard Lim

Name:   Richard Lim
Title:   Class A Manager
By:  

/s/ Eddy Dôme

Name:   Eddy Dôme
Title:   Class B Manager
Omega Fund IV, L.P.
By:   Omega Fund IV GP, L.P.
Its:   General Partner
By:   Omega Fund IV GP Manager, Ltd.
Its:   General Partner
By:  

/s/ Richard Lim

Name:   Richard Lim
Title:   Director
Omega Fund IV GP, L.P.
By:   Omega Fund IV GP Manager, Ltd.
Its:   General Partner
By:  

/s/ Richard Lim

Name:   Richard Lim
Title:   Director
Omega Fund IV GP Manager, Ltd.
By:  

/s/ Richard Lim

Name:   Richard Lim
Title:   Director

CUSIP # 62957M104

Page 16 of 16

 

Richard Lim
By:  

/s/ Richard Lim

Name:   Richard Lim
Otello Stampacchia
By:  

/s/ Otello Stampacchia

Name:   Otello Stampacchia
Anne-Mari Paster
By:  

/s/ Anne-Mari Paster

Name:   Anne-Mari Paster